David Howerton, IACCP®
Chief Operations Officer / Chief Compliance Officer
As COO David designs, implements and oversees the firm’s operations, human resources and compliance. Reporting to the CEO and working as a key member of the firm’s Executive Management team, David takes a leadership role in supervising the firm’s systems, processes, workflows and procedures. As CCO David proactively prevents, detects and resolves any compliance issues while ensuring the firm maintains a risk mindset.
David joined FMB Wealth Management in 2015 and has over 20 years of experience in the financial services industry. Prior to FMB, he was with Citibank as a Vice President and Branch Manager with responsibilities including High Net Worth client relations, as well as deposit growth and lending management. Previously, David held Series 7, 24 and 63 securities licenses with Citicorp Investment Services. David earned his Bachelor's degree in Management from Antioch University. He also studied Information Systems Management at the University of San Francisco.
David is an Investment Adviser Certified Compliance Professional®, having completed requirements of the program. He also holds a Series 65 securities license.
David enjoys playing tennis and golf, as well as hiking in Southern California’s beautiful mountains. He lives in Westlake Village and frequently dines with friends at the area’s amazing restaurants.